Fee Schedule for Securities Blocking Services

SERVICE TYPE

APPLICABLE FEES

Blockade at ACBS

0,05% of the value of securities proposed to be blocked calculated at par value

(Minimum 100,000 VND/document,

Maximum 2,000,000 VND/ document /year)

Blockade at VSDC

2.1

Non-collateralized blocking transactions

For stocks, fund certificates, and covered warrants: 0.2% of the blocked securities value/span>

For bonds: 0.1% of the blocked securities value

Minimum: VND 100,000 per security code – Maximum: VND 10,000,000 per security code

2.2

Collateralized blocking

For blocking contracts signed before January 1, 2022 (including pledge contracts): VND 0.5 per security per month × Total pledged securities quantity
(Minimum: VND 100,000 per application, Maximum: VND 10,000,000 per application per year)

For blocking contracts from January 1, 2022 onward:

Includes the non-collateralized blocking fee as specified in Section 2.1 and additional service fees as outlined in the table below.

No	Service	Fee
1	Initial registration of collateral transaction and securities blocking	VND 80,000 per application
2	Registration of changes to previously registered collateral transactions	VND 60,000 per application
3	Registration of notice on disposal of collateral assets
4	Deregistration of collateral transaction	VND 20,000 per application
5	Issuance of a copy of the certificate of collateral transaction registration	VND 25,000 per application
6	Fee for providing information on collateral transactions	VND 30,000 per application

Value of blocked securities:

Value of blocked securities = Quantity of blocked securities x Price of blocked securities

In which, the Price of blocked securities is the par value for stocks, bonds, fund certificates, and ETF certificates; and the initial offering price for covered warrants.

Service Fee Schedule

Fee Schedule for Securities Blocking Services

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